Recordkeeping and Administration List of Services

Plan Establishment

Plan Document Services

  1. Base Plan Document (Prototype or Volume Submitter)

  2. Adoption Agreement preparation

  3. Summary Plan Description (SPD) preparation

 

Plan Transfer/Takeover (if applicable)

  1. Coordination of conversion and asset transfer with prior record-keeper and custodian

  2. Setup of plan on recordkeeping and trust system